DIVIDEND POLICY: Theoretical and real world models: Dividend policy is discretionary, That is, the amount of the quarterly dividends is determined by the board of directors. The criteria for determining dividends should be "what policy will maximize the stock price?" Accounting: EAC is split into to dividends & Retained Earnings. 1. Modigliani & Miller says that dividends don't matter, "dividends are irrelevant", that stock price determined by "basic earning power [ROA] of firm" MM acknowledge signaling effect & clientele theory. 2. Gordon & Lintner says dividends are everything, that investors have a preference for liquidity. MM call this the "Bird in the hand theory". P0=D1/(ke-g) . 3. Harkavy did empirical test to find a slight positive correlation between payout ratios and stock price. Both MM and Gordon/Lintner claim that Hakavey's study lends credibility to their respective theories. 4. Walter's theory of Residuals: Walters posited that firms should use EAC to fund projects whose IRR* are expected to be greater than the stockholders required rate of return. Dollars not expended on these projects should be paid out to stockholders in the form of dividends. Realworld models: 5. Constant dollars: Pay out same amount every quarter. 6. "" with kicker: Add a bonus every now and then. 7. Constant increases: Increase $ amount every quarter. 8. Constant payout ratio: Hold (div/EAC) constant each quarter. 9. tied to CPI (the Norton story): Increase div by cost of living.